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LOWE v. SALOMON SMITH BARNEY, INC.

No. 01-CV-6429L.

206 F.Supp.2d 442 (2002)

John P. LOWE, Jr., Plaintiff, v. SALOMON SMITH BARNEY, INC., Defendant.

United States District Court, W.D. New York.

June 3, 2002.

Attorney(s) appearing for the Case

John P. Lowe, Jr., Honeoye Falls, NY, pro se.

Carolyn G. Nussbaum, Nixon Peabody, LLP, Rochester, NY, Richard Rosen, Claudia Hammerman, Paul, Weiss, Rifkind, Wharton & Garrison, New York City, for Defendants.

DECISION AND ORDER

LARIMER, Chief Judge.

Plaintiff, John P. Lowe, appearing pro se,1 filed the complaint in this action on September 1, 2001, alleging claims under federal and New York law for securities fraud. Defendants, Salomon Smith Barney, Inc. ("SSB") and B. Alex Henderson ("Henderson"), have moved to dismiss the complaint pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure.

BACKGROUND...

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