RAIOLA v. UNION BANK OF SWITZERLAND, LLC

No. 98 CIV. 5031(SAS).

230 F.Supp.2d 355 (2002)

Suzanne RAIOLA, Claimant, v. UNION BANK OF SWITZERLAND, LLC, Respondent.

United States District Court, S.D. New York.

July 9, 2002.


Attorney(s) appearing for the Case

Pamela D. Hayes, Esq., New York City, for Claimant.

Robin D. Fessel, Esq., Amy I. Berman, Esq., Sullivan & Cromwell, NY, for Respondent.


OPINION AND ORDER

SCHEINDLIN, District Judge.

On February 15, 2002, an arbitration panel of the National Association of Securities Dealers ("NASD") issued an arbitral award (the "Award") denying all claims brought by claimant Suzanne Raiola ("Raiola") against respondent Union Bank of Switzerland, LLC ("UBS"). UBS now moves to confirm the Award and Raiola moves to vacate the Award. For the reasons stated below, UBS's motion is granted and Raiola's...

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