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MATTER OF SPEAR v. BULLSEYE SECURITIES, INC.

291 A.D.2d 255 (2002)

738 N.Y.S.2d 27

In the Matter of SPEAR, LEEDS & KELLOGG, Respondent, v. BULLSEYE SECURITIES, INC., et al., Appellants.

Appellate Division of the Supreme Court of the State of New York, First Department.

Decided February 14, 2002.

Appellant Bullseye Securities, Inc. (hereinafter Bullseye), co-owned and operated by appellants Joseph and Eva Roffler, was a securities trading firm employing traders on and off the floor of the American Stock Exchange, Inc. Respondent Spear, Leeds & Kellogg (hereinafter SLK) provided securities clearing services pursuant to an agreement with Bullseye which allowed Bullseye to open subaccounts under its master account with SLK.

Bullseye claimed, inter alia, that...

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