MEMORANDUM OPINION AND ORDER
HAIGHT, Senior District Judge.
In an Opinion dated January 9, 2002, familiarity with which is assumed, the Court denied defendants' in limine motion to preclude certain of plaintiff's claims. This Opinion resolves the remaining in limine motions.
I. DEFENDANTS' OTHER MOTIONS
A. Evidence on the Applicability of the Investment Adviser Exemption
Plaintiff's claim under Section...
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