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OXFORD ASSET MANAGEMENT, LTD. v. JAHARIS

Nos. 99-11690, 00-13220.

297 F.3d 1182 (2002)

OXFORD ASSET MANAGEMENT, LTD, Plaintiff-Appellant, Lowey Dannenberg & Knapp, P.C. Profit Sharing Plan & Trust, a.k.a. Lowey Dannenberg, Bemporad & Selinger P.C. Profit Sharing Plan, Plaintiff, v. Michael JAHARIS, Daniel M. Bell, et al., Defendants-Appellees. Oxford Asset Management, Ltd, Plaintiff-Appellant, Lowey Dannenberg & Knapp, P.C. Profit Sharing Plan & Trust, a.k.a. Lowey Dannenberg, Bemporad & Selinger P.C. Profit Sharing Plan, Plaintiff, v. Michael Jaharis, Daniel M. Bell, Duncan Cocroft, Juan F. Rodriguez, Robert E. Baldini, et al., Defendants-Appellees.

United States Court of Appeals, Eleventh Circuit.

July 16, 2002.

Attorney(s) appearing for the Case

Ricardo A. Banciella, Miami, FL, Atlee W. Wampler, III., Wampler, Buchanan & Breen, P.A., Miami, FL, Arthur T. Susman, Chicago, IL, for Plaintiff-Appellant in No. 99-11690.

Linda Collins Hertz, Tracy A. Nichols, Louise M. Brais, Holland & Knight, LLP, Miami, FL, for Defendants-Appellees in No. 99-11690.

Robert E. Williams, Arthur T. Susman, Susman & Watkins, Chicago, IL, Charles R. Watkins, Chicago, IL, for Plaintiffs-Appellants in No. 00-13220.

Louise M. Brais, Tracy Nichols, Holland & Knight, Miami, FL, Gerald J. Houlihan, Houlihan and Partners, P.A., Miami, FL, for Defendants-Appellees in No. 00-13220.

Before EDMONDSON, Chief Judge, and FAY and GARWOOD, Circuit Judges.

GARWOOD, Circuit Judge:

In this securities action (our No. 99-11690), plaintiff-appellant Oxford Asset Management, Ltd. (Oxford) appeals the dismissal of its 1933 Act claims.1 We Affirm.

Oxford also appeals (in our No. 00-13220) the district court's award of $520,091.82 in legal fees to the Kos and Underwriter defendants. We affirm in part, reverse in part, and vacate and remand.

Facts and Proceedings Below

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