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IN RE PRIMELINE SECURITIES CORP.

No. 00-3214.

295 F.3d 1100 (2002)

In re PRIMELINE SECURITIES CORPORATION, Debtor. Faruk Ahammed, Saeed Cheema, Geeta Choski, Mohammed Saiful Islam, Rabiul Karim, Saeed Mansouri, Mohammad H. Miah, Muhammed Farooq Mian, Mohammad Hasibur Rahim, Muhammad Sharifur Rahman, Mahendra A. Rathi, Subhash Shah and Shahid Uzzaman, Appellants, v. Securities Investor Protection Corporation and Linda S. Parks, Trustee for Primeline Securities Corporation, Appellees.

United States Court of Appeals, Tenth Circuit.

July 3, 2002.

Attorney(s) appearing for the Case

Alexander B. Mitchell, II (J. Michael Morris with him on the briefs), Klenda, Mitchell, Austerman & Zuercher, L.L.C., Wichita, KS, for Appellants.

Kenneth J. Caputo, Associate General Counsel and Senior Trial Counsel, Securities Investor Protection Corporation, Washington, DC (Linda S. Parks and Art C. Chalmers of Kahrs, Nelson, Fanning, Hite & Kellogg, L.L.P., Wichita, KS; and Stephen P. Harbeck, General Counsel, Securities Investor Protection Corporation, Washington, DC, with him on the briefs), for Appellees.

Before TACHA, Chief Judge, BALDOCK, and LUCERO, Circuit Judges.

BALDOCK, Circuit Judge.

Appellants, thirteen individual claimants in the liquidation proceeding of a failed broker-dealer (collectively, "Claimants"), seek protection under the Securities Investor Protection Act (SIPA) and payment of their claims from the insurance fund established by the Securities Investor Protection Corporation (SIPC).

I.

The debtor, Primeline Securities Corporation ("Primeline"), was a licensed securities broker-dealer registered...

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