1. Home
  2. Browse Decisions
  3. U.S.
  4. 535 U.S.
  5. 535 U.S. 813 (2002)
 

SEC v. ZANDFORD

No. 01-147.

535 U.S. 813 (2002)

SECURITIES AND EXCHANGE COMMISSION v. ZANDFORD

United States Supreme Court.

Decided June 3, 2002.

Attorney(s) appearing for the Case

Steven H. Goldblatt argued the cause for respondent. With him on the brief was Roy T. Englert, Jr.*

Stevens, J., delivered the opinion for a unanimous Court. argued the cause for petitioner. With him on the briefs were and

Justice Stevens, delivered the opinion of the Court.

The Securities and Exchange Commission (SEC) filed a civil complaint alleging that a stockbroker violated both § 10(b) of the Securities Exchange Act of 1934, 48 Stat. 891, as amended, 15 U. S. C. § 78j(b), and the SEC's Rule 10b-5, by selling his customer's securities and using the proceeds for his own benefit without the customer's knowledge or consent. The...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases