LEON C. BAKER, P.C. v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

1992139.

821 So.2d 158 (2001)

LEON C. BAKER, P.C., and Leon C. Baker v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Supreme Court of Alabama.

Rehearing Denied November 16, 2001.


Attorney(s) appearing for the Case

David R. Donaldson of Donaldson, Guin & Slate, L.L.C., Birmingham, for appellants.

Carl S. Burkhalter and R. Allen Kilgore, Jr., of Maynard, Cooper & Gale, P.C., Birmingham, for appellee.


WOODALL, Justice.

Leon C. Baker, a Florida resident, is the owner and sole shareholder of Leon C. Baker, P.C. ("the PC"), which is incorporated under the laws of New York for the purpose of engaging in the practice of law in that state. Baker and the PC appeal from an order permanently enjoining them from arbitrating a dispute with Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill Lynch"), before the National Association of Securities Dealers, Inc. (the "NASD...

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