Respondent-appellant Kapchan commenced a National Association of Securities Dealers arbitration (Kapchan I) against petitioner, Prime Charter Ltd., seeking on various theories essentially to void a number of securities transactions executed by Prime Charter Ltd. on her behalf. During Kapchan I, appellant made a motion to amend her claim to include the allegation that one of the brokers was not properly registered. That motion was denied as untimely. Appellant then began a...
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