STATE v. ANDRESEN

(SC 16437)

256 Conn. 313 (2001)

STATE OF CONNECTICUT v. CONSTANCE ANDRESEN

Supreme Court of Connecticut.

Officially released May 29, 2001.


Attorney(s) appearing for the Case

Ethan Levin-Epstein, with whom, on the brief, was Monika Lahiri Escoriaza, for the appellant (defendant).

Robert M. Spector, deputy assistant state's attorney, with whom were John F. Blawie, senior assistant state's attorney, and, on the brief, Eugene J. Callahan, state's attorney, and Kevin Russo, deputy assistant state's attorney, for the appellee (state).

Sullivan, C. J., and Norcott, Katz, Palmer and Vertefeuille, JS.


Opinion

KATZ, J.

The primary issue in this appeal is whether a defendant charged with selling unregistered securities under the criminal provisions of the Connecticut Uniform Securities Act (CUSA), now General Statutes §§ 36b-2 to 36b-33,1 has the burden of persuasion on the issue of whether the securities were exempt from registration. The defendant, Constance Andresen...

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