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WESTMARK ASSET MANAGEMENT CORP. v. JOSEPH

No. 00CA2125.

37 P.3d 516 (2001)

WESTMARK ASSET MANAGEMENT CORPORATION and Michael A. Usher, Plaintiffs-Appellants, v. Fred J. JOSEPH, Securities Commissioner for the State of Colorado; and Colorado Division of Securities, Defendants-Appellees.

Colorado Court of Appeals, Div. I.

October 25, 2001.

Attorney(s) appearing for the Case

Dwyer, Huddleson & Ray, P.C., Joel M. Funk, Megan L. Hayes, Fort Collins, CO, for Plaintiffs-Appellants.

Ken Salazar, Attorney General, Gerald R. Rome, Assistant Attorney General, Patricia A. Cooper, Assistant Attorney General, Denver, CO, for defendants-appellees.

Opinion by Judge TAUBMAN.

Plaintiffs, Westmark Asset Management Corporation (Westmark) and Michael A. Usher, appeal the final order of defendants, Fred J. Joseph, Securities Commissioner for the State of Colorado, and the Colorado Division of Securities (Division), denying their application for licensure as an investment advisor and investment advisor representative, respectively. We affirm.

On August 27, 1999, Westmark and Usher submitted applications for...

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