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S.E.C. v. THESTREET.COM

Docket No. 01-6078.

273 F.3d 222 (2001)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, New York Stock Exchange, Inc., Third-Party Defendant-Appellant, v. THESTREET.COM, Intervenor-Plaintiff-Appellee, Richard A. Grasso, Edward A. Kwalwasser, Brian M. McNamara, and Robert J. McSweeney, Third-Party Defendants, Oakford Corporation, Edward J. Mueger, Inc., MFS Securities Corp., Oakford Securities, Inc., D'Alessio Securities, Inc., William Killeen, Thomas W. Bock, Thomas J. Cavallino, Edward J. Mueger, Mark R. Savarese, John J. Savarese, and John R. D'Alessio, Defendants, Bloomberg L.P., Amicus Curiae.

United States Court of Appeals, Second Circuit.

Decided November 29, 2001.

Attorney(s) appearing for the Case

Debra M. Torres (Harvey L. Pitt, Daniel E. Loeb, on the brief), Jay Majors, Laura Sulem, Counsel, Fried, Frank, Harris, Shriver & Jacobson, New York, NY, for Third-Party Defendant-Appellant New York Stock Exchange, Inc.

Robert L. Raskopf, White & Case LLP, New York, NY, for Intervenor-Plaintiff-Appellee TheStreet.Com.

Richard L. Klein, Thomas H. Golden, Charles J. Glasser, Jr., Willkie Farr & Gallagher, New York, NY, for Amicus Curiae Bloomberg L.P.

Before: CABRANES, PARKER, and SOTOMAYOR, Circuit Judges.

JOSÉ A. CABRANES, Circuit Judge.

We consider here the appropriate standard to be applied by a court in deciding whether to modify or vacate a protective order it has entered in a civil lawsuit.

Third-party defendant-appellant New York Stock Exchange, Inc. ("NYSE") appeals from an order filed on April 11, 2001 by the United States District Court for the Southern District of New York (Jed S. Rakoff, Judge) granting the motion of intervenor-plaintiff...

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