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  5. 177 F.Supp.2d 232 (2001)
 

JOSEPHTHAL & CO., INC. v. CRUTTENDEN ROTH INC.

No. 01 CIV. 4551(RWS).

177 F.Supp.2d 232 (2001)

JOSEPHTHAL & CO., INC., Plaintiff, v. CRUTTENDEN ROTH INCORPORATED, (n/k/a Roth Capital Partners, LLC), Defendant.

United States District Court, S.D. New York.

November 20, 2001.

Attorney(s) appearing for the Case

Zuckerman Spaeder, New York City, By Edward J.M. Little, Esq., Christopher M. Wilson, Esq., Of Counsel, for Plaintiff.

Butler, Fitzgerald & Potter, New York City, By Andrew W. Sidman, Esq., Of Counsel, Kessal, Young & Logan, Long Beach, CA, By John R. Loftus, Esq., Janet Simmons Stemler, Esq., Of Counsel, for Defendant.

OPINION

SWEET, District Judge.

Defendant Cruttenden Roth Incorporated ("CRI") has moved to enforce an arbitration award, Cruttenden Roth Incorporated v. Josephthal & Co., Inc., NASD No. 99-02841 dated April 26, 2001 (the "Award"), in its favor against plaintiff Josephthal & Co., Inc. ("JCI"). JCI has cross-moved to vacate or modify the Award. For the reasons set forth below, the motion of CRI is granted, the Award is enforced, and the...

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