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LITTMAN v. MORGAN STANLEY DEAN WITTER

766 A.2d 794 (2001)

337 N.J. Super. 134

Jonathan K. LITTMAN, Plaintiff-Appellant, v. MORGAN STANLEY DEAN WITTER, Richard Less, Kathy Koc, Cindy Koc, Michael Gee and Karen Monroe, Defendants-Respondents.

Superior Court of New Jersey, Appellate Division.

Decided February 14, 2001.

Attorney(s) appearing for the Case

Robert Ricci, Jr., Saddlebrook, argued the cause for appellant (Cohn Lifland Pearlman Herrmann & Knopf, attorneys; Mr. Ricci, Jr., on the brief).

J. Michael Riordan, Florham Park, and John K. Bennett, Newark, argued the cause for respondents (Connell, Foley, attorneys for respondent Richard Less; Bressler, Amery & Ross, attorneys for all other respondents; Mr. Riordan and Mr. Bennett, of counsel; Kevin B. Walker, on the joint brief).

Before Judge STERN, A.A. RODRIGUEZ and COLLESTER.

The opinion of the court was delivered by STERN, P.J.A.D.

Plaintiff, Jonathan K. Littman, appeals from an order entered on August 6, 1999, compelling him "to arbitrate his claims against Defendants in the National Association of Security Dealers, Inc. ["NASD"] in accordance with the terms of the executed Form U-4" and dismissing his complaint, and from an order of September 14, 1999, denying his motion for reconsideration. Plaintiff's complaint alleged violations...

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