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SWARTZ INVESTMENTS v. VION PHARMACEUTICALS, INC.

No. A01A1316.

556 S.E.2d 460 (2001)

252 Ga. App. 365

SWARTZ INVESTMENTS, LLC, v. VION PHARMACEUTICALS, INC.

Court of Appeals of Georgia.

November 8, 2001.

Attorney(s) appearing for the Case

Burr & Forman, Bruce H. Beerman, Ross J. Adams, Atlanta, Carlton M. Johnson, Jr., Roswell, for appellant.

Stites & Harbison, J.D. Humphries III, Atlanta, David S. Mohl, Paul J. Pontrelli, Atlanta, for appellee.

POPE, Presiding Judge.

In June 1997, Swartz Investments, LLC entered into a letter of agreement in which it agreed to assist Vion Pharmaceuticals, Inc. with a private placement to raise financing for Vion. By the end of August 1997, Swartz and Vion were able to raise $4,850,000 in financing from a number of investors. In connection with that financing, the parties signed a Placement Agent Agreement, containing a "Non-Circumvention & Confidentiality of Proprietary...

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