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ALLMERICA FINANCIAL LIFE INS. v. MILLER

1980529 and 1980530.

775 So.2d 132 (2000)

ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY v. William A. MILLER. Nowlin & Associates v. William A. Miller.

Supreme Court of Alabama.

June 23, 2000.

Attorney(s) appearing for the Case

James A. Kee, Jr., Michael L. Jackson, and Mark M. Hogewood of Wallace, Jordan, Ratliff & Brandt, L.L.C., Birmingham, for appellant Allmerica Financial Life Insurance and Annuity Company.

Kenneth O. Simon and Laura E. Proctor of Simon Borden, Birmingham, for appellant Nowlin & Associates.

David H. Marsh, Jeffrey C. Rickard, and Thomas M. Powell of Marsh, Rickard & Bryan, P.C., Birmingham, for appellee.

HOUSTON, Justice.1

William A. Miller was employed, through Nowlin & Associates, as an agent for Allmerica Financial Life Insurance and Annuity Company ("Allmerica").2 Allmerica is a member of the National Association of Securities Dealers ("NASD"); Nowlin & Associates is not a member of NASD. Miller sued Allmerica and Nowlin & Associates, alleging various wrongs arising out of the terms of his employment...

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