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PRUDENTIAL SECURITIES, INC. v. YINGLING

No. 99-3974.

226 F.3d 668 (2000)

PRUDENTIAL SECURITIES, INC.; Dean Witter Reynolds, Inc., Plaintiffs/Counter Defendants-Appellees, v. Catherine M. YINGLING, Defendant/Counter Claimant-Appellant.

United States Court of Appeals, Sixth Circuit.

Decided and Filed September 11, 2000.

Attorney(s) appearing for the Case

Robert N. Rapp (briefed), Brian M. Eisenberg (briefed), Calfee, Halter & Griswold, Cleveland, Ohio, for Plaintiff-Appellee Prudential Securities Inc.

Maria A. Del Monaco (briefed), Michael N. Ungar (briefed), Ulmer & Berne, Cleveland, Ohio, for Plaintiff-Appellee Dean Witter Reynolds, Inc.

Catherine M. Yingling (briefed), Cincinnati, Ohio, Defendant-Appellant pro se.

Before: KENNEDY, NELSON, and BATCHELDER, Circuit Judges.

OPINION

KENNEDY, Circuit Judge.

Prudential Securities, Inc. ("Prudential") and Dean Witter Reynolds, Inc. ("Dean Witter") (collectively referred to as "plaintiffs") initiated this action seeking to enjoin Catherine M. Yingling ("Yingling" or "defendant") from pursuing claims against them in a National Association of Security Dealers ("NASD") arbitration proceeding. The district court permanently enjoined Yingling from pursuing arbitration claims which accrued...

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