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S.E.C. v. BANNER FUND INTERN.

No. 98-5235.

211 F.3d 602 (2000)

SECURITIES AND EXCHANGE COMMISSION, Appellee, v. BANNER FUND INTERNATIONAL, et al. Eddie R. Blackwell, Appellant.

United States Court of Appeals, District of Columbia Circuit.

Decided April 4, 2000.

Attorney(s) appearing for the Case

Afton Jane Izen argued the cause and filed the briefs for appellant.

Mark R. Pennington, Senior Litigation Counsel, Securities & Exchange Commission, argued the cause for appellee. With him on the brief were David M. Becker, Deputy General Counsel, Eric Summergrad, Deputy Solicitor, and Nathan A. Forrester, Attorney Fellow. Jacob H. Stillman, Solicitor, entered an appearance.

Before: GINSBURG and RANDOLPH, Circuit Judges and BUCKLEY, Senior Circuit Judge.

Opinion for the court filed by Circuit Judge GINSBURG.

D.H. GINSBURG, Circuit Judge:

The district court entered a summary judgment against the appellant, Eddie R. Blackwell, and against Lloyd R. Winburn and Swiss Trade & Commerce Trust, Ltd., on the complaint of the Securities and Exchange Commission that the defendants violated the anti-fraud and registration provisions of the securities laws of the United States. The district court enjoined the defendants...

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