1. Home
  2. Browse Decisions
  3. F.3d
  4. 230 F.3d
  5. 230 F.3d 362 (2000)
 

CANADY v. SECURITIES AND EXCHANGE COMMISSION

No. 99-1407.

230 F.3d 362 (2000)

Laurie Jones CANADY, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, District of Columbia Circuit.

Decided October 31, 2000.

Attorney(s) appearing for the Case

Herbert E. Milstein argued the cause for the petitioner.

Hope Hall Augustini, Counsel, Securities and Exchange Commission, argued the cause for the respondent. David M. Becker, General Counsel, Eric Summergrad, Deputy Solicitor, and Meyer Eisenberg, Deputy General Counsel, Securities and Exchange Commission, were on brief. Jacob H. Stillman, Solicitor, Securities and Exchange Commission, entered an appearance.

Before: EDWARDS, Chief Judge, HENDERSON and GARLAND, Circuit Judges.

Opinion for the court filed by Circuit Judge HENDERSON.

KAREN LeCRAFT HENDERSON, Circuit Judge:

Laurie Jones Canady petitions for review of two orders of the Securities and Exchange Commission (SEC): the first barred her from future association with any securities broker or dealer and directed her to disgorge commissions for having violated section 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a), section 10(b) of the Securities Exchange Act of...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases