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COMMODITY FUTURES TRADING COM'N v. ROSENBERG

Civil Action No. 97-2927.

85 F.Supp.2d 424 (2000)

COMMODITY FUTURES TRADING COMMISSION, Plaintiff, v. MURRAY IRA ROSENBERG, d/b/a Pro Broker Services, Inc. (a/k/a Pro-Broker Service, Inc.), and Pro-Broker Service, Inc., Defendants.

United States District Court, D. New Jersey.

March 1, 2000.

Attorney(s) appearing for the Case

Robert J. Cleary, United States Attorney, Paul A. Blaine, Assistant United States Attorney, Camden, NJ, Matthew Elkan, Karen Kenmotsu, Commodity Futures Trading Commission, Washington DC, for Plaintiff, Commodity Futures Trading Commission.

Murray Ira Rosenberg, Mullica Hill, NJ, pro se.

Gary W. Stuhltrager, Deptford, NJ, for Defendant, Pro-Broker Service, Inc.

OPINION

ORLOFSKY, District Judge.

This case requires this Court to enter the realm of commodity futures and options on futures trading as regulated by the provisions of the Commodities Exchange Act, 7 U.S.C. §§ 1 et seq. (1999)("CEA"). Plaintiff, Commodity Futures Trading Commission ("CFTC"), brought this civil enforcement action against Defendant Murray I. Rosenberg ("Rosenberg") for his alleged violations of the CEA, and the regulations...

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