JOSEPH v. WILES

No. 99-1258.

223 F.3d 1155 (2000)

Jack JOSEPH, Plaintiff-Appellant, v. Q.T. WILES; Gerald W. Goodman; William R. Hambrecht; Gary E. Koenig; Russell E. Planitzer; Paul N. Risinger; Patrick J. Schleibaum, Jesse C. Parker; Owen Taranta; Hambrecht & Quist Group; Hambrecht & Quist Venture Partners; Hambrecht & Quist, Inc., named as Hambrecht & Quist Incorporated; Morgan Stanley & Co. Incorporated; Coopers & Lybrand, and Does 1 through 50, Defendants-Appellees,

United States Court of Appeals, Tenth Circuit.

August 4, 2000.


Attorney(s) appearing for the Case

Solomon B. Cera of Gold Bennett & Cera LLP, San Francisco, California (Gary Garrigues and Steven J. Mulligan of Gold Bennett & Cera LLP, San Francisco, California; and Frances A. Koncilja of Koncilja & Associates, P.C., Denver, Colorado, with him on the briefs), for Plaintiff-Appellant.

Geoffrey F. Aronow of Arnold & Porter, Washington, D.C., and Robert F. Wise, Jr. of Davis Polk & Wardwell, New York, New York (Tim Atkeson and Robert Barrett of Arnold & Porter, Denver, Colorado; Marcy G. Glenn of Holland & Hart LLP, Denver, Colorado; Michael V. Corrigan of Simpson Thacher & Bartlett, New York, New York; Gerald L. Bader, Jr. of Bader & Associates, P.C., Denver, Colorado; John Sullivan of Kirkpatrick & Lockhart, New York, New York; Richard Gabriel of Holme, Roberts & Owen, Denver, Colorado; Cary B. Lerman of Munger, Tolles & Olsen, Los Angeles, California; and H. Alan Dill of Dill, Dill, Carr & Stonbraker, P.C., Denver, Colorado, with them on the brief) for Defendants-Appellees.

Before SEYMOUR, Chief Judge, LUCERO, Circuit Judge and ELLISON, District Judge.


SEYMOUR, Chief Judge.

In this securities class action suit in the District Court of Colorado, Jack Joseph asserts claims on behalf of himself and others similarly situated pursuant to section 11 of the Securities Act of 1933 (the 1933 Act), 15 U.S.C. § 77k, and section 10(b) of the Securities Exchange Act of 1934 (the 1934 Act), 15 U.S.C. § 78j(b). Defendants prevailed on their motions to dismiss in the district...

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