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HOWARD v. EVEREX SYSTEMS, INC.

No. 98-17324.

228 F.3d 1057 (2000)

Joan C. HOWARD, Plaintiff-Appellant, v. EVEREX SYSTEMS, INC., Defendant, Steven L.W. Hui; Michael C.Y. Wong; Wong's International (Holdings) Limited; Gatcombe Corp. N.V., Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

Filed September 29, 2000.

Attorney(s) appearing for the Case

Charles R. Peifer (argued), Browning & Peifer, P.A., Albuquerque, New Mexico, and James Browning, Patrick K. Slyne and Jules Brody (on brief), Stull, Stull & Brody, New York, New York, Joseph H. Weiss and David C. Katz (on brief), Kevin Yourman, Jordan Lurie, Weiss & Yourman, New York, New York, Michael Braun, Stull, Stull & Brody, Los Angeles, California, for the plaintiff-appellant.

Robert P. Varian, San Francisco, California, for defendant-appellee Steven L.W. Hui. Stephen R. Farrand, San Francisco, California, for defendants-appellees Wong's International (Holdings) Limited, and Gatcombe Corp., N.V.

Christopher Paik, Securities and Exchange Commission, Washington, DC, for amicus curiae Securities and Exchange Commission.

Before: SNEED, SCHROEDER, and TASHIMA, Circuit Judges.

TASHIMA, Circuit Judge:

Joan C. Howard ("Howard") appeals from the district court's decisions granting dismissal, summary judgment, and judgment as a matter of law ("JMOL") in favor of defendants Stephen L.W. Hui ("Hui"), Michael C.Y. Wong ("Wong"), Wong's International (Holdings) Ltd. ("Wong's International"), and Gatcombe Corp. ("Gatcombe") in her action pursuant to §§ 10(b) and 20(a) of the Securities Exchange Act of 1934 ("Exchange Act"), 15 U.S.C. ...

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