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CARPENTER v. BROOKS

No. COA99-878.

534 S.E.2d 641 (2000)

Shirley S. CARPENTER, Diane Carson, and Shawn Colvard, Plaintiff-Appellees, v. George BROOKS, Salomon Smith Barney, Inc., Pinnacle Group, Inc., and Legg Mason Wood Walker, Inc., Defendant-Appellants.

Court of Appeals of North Carolina.

August 29, 2000.

Attorney(s) appearing for the Case

Van Winkle, Buck, Wall, Starnes and Davis, P.A., by Philip J. Smith, for plaintiff-appellees.

Kennedy Covington Lobdell & Hickman, L.L.P., by Cory Hohnbaum, Charlotte, for defendant-appellant Salomon Smith Barney, Inc.

Smith Helms Mulliss & Moore, L.L.P., by Bradley R. Kutrow, Charlotte, for defendant-appellant The Pinnacle Group.

Parker, Poe, Adams & Bernstein, L.L.P., by Jack L. Cozort, Regina J. Wheeler, and R. Bruce Thompson, II, Charlotte, for defendant-appellant Legg Mason Wood Walker, Inc.

EDMUNDS, Judge.

Defendants Salomon Smith Barney, Inc. (Smith Barney), Pinnacle Group, Inc. (Pinnacle), and Legg Mason Wood Walker, Inc. (Legg Mason), appeal the trial court's vacatur of an arbitration award. We reverse.

Plaintiffs Shirley S. Carpenter (Carpenter) and Diane Carson (Carson) were introduced to defendant George Brooks (Brooks) in the autumn of 1983. At that time, Brooks was an account executive and sales agent for Shearson Lehman Brothers, Inc...

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