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GOLDSTEIN v. MALCOLM G. FRIES & ASSOCIATES, INC.

No. 2:99cv1058.

72 F.Supp.2d 620 (1999)

Philip GOLDSTEIN and Susan Goldstein, Plaintiffs, v. MALCOLM G. FRIES & ASSOCIATES, INC., Malcolm G. Fries, and Rachael D. Fries, Defendants.

United States District Court, E.D. Virginia, Norfolk Division.

October 29, 1999.

Attorney(s) appearing for the Case

J. Gray Lawrence, Jr., Patrick J. Geheren, Faggert & Frieden, P.C., Chesapeake, VA, for plaintiffs.

Stanley G. Barr, W. Edgar Spivey, Beth V. McMahon, Kaufman & Canoles, Norfolk, VA, Jeffrey S. Rosen, De Martino Finkelstein Rosen & Virga, Washington, DC, for defendants.

OPINION AND ORDER

PRINCE, United States Magistrate Judge.

Plaintiffs, Philip Goldstein and Susan Goldstein ("Plaintiffs"), filed a Complaint with this Court against Malcolm G. Fries & Associates, Inc., Malcolm G. Fries and Rachel1 D. Fries ("Defendants") on July 7, 1999. The Complaint sets out five counts against Defendants, which include: (I) violation of the Securities Exchange Act of 1934; (II) violation of the...

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