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SPITZ v. TEPFER

Nos. 97-3276, 97-3330.

171 F.3d 443 (1999)

Ronald O. SPITZ, Plaintiff-Appellee, Cross-Appellant, v. Arthur H. TEPFER, et al., Defendants-Appellants, Cross-Appellees.

United States Court of Appeals, Seventh Circuit.

Decided March 17, 1999.

Attorney(s) appearing for the Case

David A. Belofsky (argued), David A. Belofsky & Associates, P.C., Chicago, IL, for Plaintiff-Appellee.

Robert R. Tepper (argued), Chicago, IL, for Defendants-Appellants.

Before FLAUM, MANION, and DIANE P. WOOD, Circuit Judges.

DIANE P. WOOD, Circuit Judge.

Ronald Spitz and Arthur Tepfer were co-owners of a retirement plan consulting business, Tepfer & Spitz, Ltd. ("T & S"). Ironically, this case reflects a pitched battle between the two, along with two other employees who sided with Tepfer, over T & S's own 401(k) profit sharing plan. Spitz believed that Tepfer had played fast and loose with the plan, and he brought this action under the Employee Retirement Income Security Act...

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