KNAFELC v. DAIN BOSWORTH, INC.

No. 98-0067.

224 Wis.2d 346 (1999)

591 N.W.2d 611

Dale L. KNAFELC, Plaintiff-Appellant, v. DAIN BOSWORTH, INC., and Gregory K. Knafelc, Defendants-Respondents.

Court of Appeals of Wisconsin.

Decided January 12, 1999.


Attorney(s) appearing for the Case

On behalf of the plaintiff-appellant, the cause was submitted on the briefs of Martin E. Kohler and John C. Thomure, Jr., of Kohler & Hart, Milwaukee. There was oral argument by John C. Thomure, Jr.

On behalf of the defendant-respondent, Dain Bosworth, Inc., the cause was submitted on the brief of Lori L. Kaczynski and Michael H. Schaalman of Quarles & Brady, Milwaukee. There was oral argument by Michael H. Schaalman.

On behalf of the defendant-respondent, Gregory K. Knafelc, the cause was submitted on the brief of Warren M. Wanezek and Frank W. Kowalkowski of Wanezek, Umentum & Jaekels, S.C., Green Bay. There was oral argument by Warren M. Wanezek.

Before Cane, C.J., Myse, P.J., and Hoover, J.


MYSE, P.J.

Dale Knafelc appeals an order dismissing her complaint against Greg Knafelc, her husband/stockbroker, and Dain Bosworth, Greg's employer. The complaint, filed during the course of divorce proceedings, alleges Greg committed securities fraud violations pursuant to §§ 551.41 and 551.59, STATS., and vicarious liability and negligent supervision by Dain Bosworth. Dale contends the trial court erred by dismissing her complaint against Greg for lack...

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