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DESIDERIO v. NATIONAL ASS'N OF SECURITIES DEALERS

Docket No. 98-6100.

191 F.3d 198 (1999)

Susan A. DESIDERIO, Plaintiff-Appellant, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., Defendant-Appellee.

United States Court of Appeals, Second Circuit.

Decided: September 22, 1999.

Attorney(s) appearing for the Case

Everett E. Lewis, New York, New York (Shirley Fingerhood, Nicholas F. Lewis, Hope Pordy, Lewis, Greenwald, Clifton & Nikolaidis, P.C., New York, New York, of counsel), for Appellant.

Terri L. Reicher, Assistant General Counsel, Washington, D.C. (John J. Flood, Associate General Counsel, National Association of Securities Dealers, Inc., Washington, D.C., of counsel), for Appellee.

Before: KEARSE, CARDAMONE, and STRAUB, Circuit Judges

CARDAMONE, Circuit Judge.

Plaintiff, Susan A. Desiderio, received an offer of employment from Florida's Suntrust Bank (Suntrust or bank) to become a securities broker. Her employment was conditioned on registration with defendant National Association of Securities Dealers, Inc. (NASD). To register with the NASD, Desiderio was asked to sign Form U-4 that contained a provision making all employment related disputes subject to arbitration. Desiderio said she would sign...

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