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McCARTHY v. SMITH BARNEY INC.

Nos. 95 Civ. 5210(JES), 95 Civ. 11005(JES).

58 F.Supp.2d 288 (1999)

Barbara Sagar McCARTHY, Trustee for the Barbara McCarthy Trust, Petitioner, v. SMITH BARNEY INC., Vergil R. Rorer, and Ray Shouse, Respondents. Smith Barney Inc., Petitioner, v. Barbara Sagar McCarthy, Trustee for the Barbara McCarthy Trust, Respondents.

United States District Court, S.D. New York.

July 29, 1999.

Attorney(s) appearing for the Case

Barbara Sagar McCarthy, South Pasadena, FL, pro se.

Office of General Counsel, Smith Barney Inc., New York City, Susan E. Harkins, of counsel, for Smith Barney Inc., Vergil R. Rorer.

MEMORANDUM OPINION AND ORDER

SPRIZZO, District Judge.

Pro se petitioner Barbara McCarthy ("McCarthy"), moves to vacate an arbitration award issued on April 14, 1995 ("Award") in favor of Smith Barney Inc. ("Smith Barney") and its employees, Vergil R. Rorer ("Rorer") and Ray Shouse ("Shouse"). Smith Barney and Rorer cross-move to dismiss McCarthy's petition for lack of subject matter jurisdiction and failure to state a claim on which relief can be...

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