Stephen F. REDDY and John W. Sorkvist, Petitioners,
v.
COMMODITY FUTURES TRADING COMMISSION, Respondent.
Solomon Mayer, Barry Mayer, SHB Commodities, Inc., Maye Commodities Corp., and Steven Gelbstein, Petitioners,
v.
Commodity Futures Trading Commission, Respondent.
United States Court of Appeals, Second Circuit.https://leagle.com/images/logo.png
Argued: July 17, 1998.
Decided: September 3, 1999.
Attorney(s) appearing for the Case
J. Douglas Richards, Deputy General Counsel, Commodity Futures Trading Commission, Washington, D.C. (Daniel R. Waldman, General Counsel; Laura M. Richards, Assistant General Counsel; Janene M. Smith, Susan W. Nathan, Michael J. Garawski, Beth G. Pacella, Attorneys; of counsel), for Respondent.
Micheal T. Tomaino, JR., Sullivan & Cromwell, New York, New York (Kenneth M. Raisler, of counsel), for Petitioner John W. Sorkvist.
Benjamin J. Golub, Rogovin Golub Bernstein & Wexler, LLP, New York, New York, for Petitioner Stephen F. Reddy.
Kenneth M. Raisler, Sullivan & Cromwell, New York, New York (Michael T. Tomaino, Jr., Michael W. Martin, of counsel), for Petitioners Solomon Mayer, Barry Mayer, SHB Commodities, Inc., and Maye Commodities Corp.
Gary D. Stumpp, Stumpp & Bond, LLP, New York, New York (Adam M. Bond, of counsel), for Petitioner Steven Gelbstein.
Audrey R. Hirschfeld, Senior Vice President/General Counsel, Coffee, Sugar & Cocoa Exchange, Inc., New York, New York, for Amicus Curiae Coffee, Sugar & Cocoa Exchange, Inc.
Martin I. Kaminsky, Pollack & Kaminsky, New York, New York (W. Hans Kobelt, of counsel), for Amicus Curiae New York Mercantile Exchange.
Before: WINTER, Chief Judge, DORSEY, and JONES, District Judges.
United States Court of Appeals, Second Circuit.
WINTER, Chief Judge:
Steven F. Reddy and John W. Sorkvist petition for review of an order of the Commodity Futures Trading Commission which found them guilty of several violations of the Commodity Exchange Act ("CEA"), 7 U.S.C. §§ 1-26, and imposed various sanctions.1See In re Reddy, No. 92-19, Comm. Fut. L. Rep. (CCH), ¶ 27,271, 1998 WL 44574 (C.F.T.C. Feb. 4, 1998). Solomon Mayer ("SMayer"), Barry Mayer ("BMayer...
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