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FRADELLA v. PETRICCA

No. 98-2241.

183 F.3d 17 (1999)

Salvatore Anthony FRADELLA, Plaintiff, Appellant, v. Richard T. PETRICCA, Defendant, Appellee.

United States Court of Appeals, First Circuit.

Decided July 7, 1999.

Attorney(s) appearing for the Case

Chase A. Caro, with whom Caro & Associates, P.C., Thomas J. Butters and Butters, Brazilian & Small, LLP were on brief for appellant.

Kathryn W. Kyle, with whom Michael E. MacDonald and Cain, Hibbard, Myers & Cook, P.C. were on brief for appellee.

Before TORRUELLA, Chief Judge, CYR, Senior Circuit Judge, and POLLAK, Senior District Judge.

CYR, Senior Circuit Judge.

On December 18, 1997, an arbitration panel convened by the National Association of Securities Dealers (NASD) ordered appellant Salvatore A. Fradella to pay appellee Richard T. Petricca $25,000 in compensatory damages. In subscribing the award the arbitrators purported to act pursuant to New York law.1 One month later Fradella's attorney wrote to NASD counsel, advising that the December 18 award was "imperfect...

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