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ALLEN v. OAKBROOK SECURITIES CORP.

No. 98-3390.

763 So.2d 1099 (1999)

Charles D. ALLEN, Charles D. Beck, Jr., Bruce J. Berg, Sydney C. Bouwer, Leonard Crowley, Eileen Escoto, Walter N. Frank, John E. Garwood, Joy A. Garwood, Garland G. Grant, Evelyn Guitreau, Jeffrey Hazle, Judith Ketterer, Lawrence A. Lange, Elwood Like, Lois Like, Daniel C. Meisinger, Linda P. Nichols, Arthur L. O'Connor, Kenneth M. Renney, Patrick Riley, and Leonard S. Siekmeier, Appellants, v. OAKBROOK SECURITIES CORPORATION, an Illinois corporation, Harbour Investments, Inc., a Wisconsin corporation, D.E. Frey & Company, Inc., a Delaware corporation, James Frederick Glaza, Kenneth W. Germain, Frank A. Sebastiano, Nelson Mark Wright, Richard S. Diya, Linda Metaxa, Les B. Goldstein, CFS Investment Trust, an Illinois trust, TIC Participations Trust, a Texas trust, USLC/CFS Participations Trust, an Illinois trust, Barber & Bronson Incorporated, a Florida corporation, Cousins Financial Services, Inc., an Illinois corporation, Cousins Securities Corporation, an Illinois corporation, Dominion Capital Corporation, a Texas corporation, Kittlaus, Inc., an Illinois corporation, Sunpoint Securities, Inc., a Texas corporation, Trident Investment Company, a Texas corporation, WA Financial, Inc., a Texas corporation, Robert Alan Amato, Gregory Allen Andrews, Nicholas James Andrews, Eric Harris Aronson, Eric H. Carlson, William Roy Cousins, Michael Henry Demuth, Gregory Mason Edwards, Tamara Marie Fullerton, Karl L. Kittlaus, Edgar Lewis, Brian Damian O'Toole, Howard Charles Rapp, Mark Schultz and Donald Spinks, Appellees.

District Court of Appeal of Florida, Fourth District.

December 15, 1999.

Attorney(s) appearing for the Case

Philip Mugavero of Silverio & Hall, Miami, and Heather Hanneman and John F. Head of John F. Head, P.C., Denver, Colorado, for appellants.

Robert W. Pearce of Lerner & Pearce, P.A., Fort Lauderdale, for appellee Oakbrook Securities Corporation.

Mark F. Raymond and Daniel S. Newman of Tew, Cardenas, Rebak, Kellogg, Lehman, Demaria & Tague, L.L.P., Miami, and David A. Genelly of Vanasco, Wayne & Genelly, Chicago, Illinois, for appellee Harbour Investments, Inc.

Bruce Botsford and Edward R. Curtis of Curtis & Curtis, P.A., Fort Lauderdale, and Charles F. Brega, Stuart N. Bennett, and Eric B. Liebman of Brega & Winters, P.C., Denver, Colorado, for appellees D.E. Frey & Company, Inc., and James Glaza.

PER CURIAM.

Plaintiffs appeal the trial court's order dismissing their securities fraud and negligent misrepresentation claims against Oakbrook Securities Corporation, Harbour Investments, Inc., D.E. Frey & Co., Inc., and James F. Glaza. We affirm in part and reverse in part.

The security fraud claims are grounded on section 517.301, Florida Statutes, an anti-fraud provision of the Florida Securities and Investor Protection Act a/k/a The Florida Blue Sky...

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