McCULLAGH v. DEAN WITTER REYNOLDS, INC.

Nos. 97-2700, 97-2701.

177 F.3d 1307 (1999)

James McCULLAGH, Loretta J. Varvel, et al., Plaintiffs-Counter-Defendants-Appellees-Cross-Appellants, v. DEAN WITTER REYNOLDS, INC., Defendant-Counter-Claimant-Appellant-Cross-Appellee. Vera M. Babicz, Albert DiSalle, et al., Plaintiffs-Counter-Defendants-Appellees, v. DEAN WITTER REYNOLDS, INC., Defendant-Counter-Claimant-Appellant.

United States Court of Appeals, Eleventh Circuit.

June 16, 1999.


Attorney(s) appearing for the Case

Bradford D. Kaufman, Steel, Hector & Davis LLP, West Palm Beach, FL, for Dean Witter Reynolds, Inc.

Joel A. Goodman, Goodman & Nekvasil, P.A., Clearwater, FL, for Plaintiffs-Counter-Defendants-Appellees-Cross-Appellants and Plaintiffs-Counter-Defendants-Appellees.

Stephen Krosschell, Goodman & Nekvasil, P.A., Clearwater, FL, for Plaintiffs-Counter-Defendants-Appellees.

Before TJOFLAT, BARKETT and MARCUS, Circuit Judges.


TJOFLAT, Circuit Judge:

Appellant Dean Witter Reynolds, Inc., is a member of the American Stock Exchange ("AMEX"). A provision in the AMEX Constitution requires AMEX members, upon the request of a customer, to submit to binding arbitration before the American Arbitration Association ("AAA").

The appellees are disgruntled customers of Dean Witter who, pursuant to the above provision, filed complaints against Dean Witter with the AAA. Concurrent with their AAA...

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