S.E.C. v. LIBERTY CAPITAL GROUP, INC.

No. C98-1515C.

75 F.Supp.2d 1160 (1999)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. LIBERTY CAPITAL GROUP, INC., and Jason A. Grieg, Defendants,

United States District Court, W.D. Washington, at Seattle.

February 18, 1999.


Attorney(s) appearing for the Case

Brian C. Kipnis, U.S. Attorney's Office, Seattle, WA, Thomas D. Carter, Securities and Exchange Commission, Denver Regional Office, Denver, CO, for Plaintiff.

Bradford J. Lam, Cairns Dworkin & Chambers, Denver, CO, Robert Alan, Kaye, Edmonds, WA, for Defendants.


ORDER

COUGHENOUR, Chief Judge.

This is an anti-touting action brought by the SEC against Liberty Capital and its principal, Jason Grieg. The SEC claims that Defendants violated § 17(b) of the Securities Act of 1933, 15 U.S.C. § 77q(b), by publishing favorable accounts of publicly-traded companies in a newsletter and on the Internet without disclosing that those companies had paid them cash and stock. Defendants have moved to dismiss under Rule...

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