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STEINFELS v. OHIO DEPT. OF COMMERCE, DIV. OF SECURITIES

No. 98AP-470.

129 Ohio App.3d 800 (1998)

STEINFELS, Appellant, v. OHIO DEPARTMENT OF COMMERCE, DIVISION OF SECURITIES, Appellee.

Court of Appeals of Ohio, Tenth District, Franklin County.

Decided September 17, 1998.

Attorney(s) appearing for the Case

Robert J. Behal, for appellant.

Betty D. Montgomery, Attorney General, and Stephen H. Johnson, Assistant Attorney General, for appellee.

TYACK, Judge.

On February 28, 1995, the Ohio Department of Commerce, Division of Securities ("division") issued an order, a notice of intent to issue a cease and desist order, and a notice of opportunity of a hearing to Victor E. Steinfels III. An amended order was issued on or about March 15, 1995, alleging that Steinfels violated R.C. 1707.44(B)(4) and (G). The order arose out of a division investigation into the activities of Steinfels in regard to the sale of...

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