SMITH BARNEY, INC. v. BARDOLPH

No. COA98-312.

509 S.E.2d 255 (1998)

SMITH BARNEY, INC., Plaintiff, v. Richard BARDOLPH, Defendant.

Court of Appeals of North Carolina.

December 29, 1998.


Attorney(s) appearing for the Case

Kennedy Covington Lobdell & Hickman, L.L.P., by Cory Hohnbaum and Joseph W. Moss, Jr., Charlotte, for plaintiff-appellee.

Davis Gordon Doner & Chandler, by Lawrence U.L. Chandler, West Palm Beach, FL, for defendant-appellant.


MARK D. MARTIN, Judge.

Defendant Richard Bardolph (Bardolph) appeals from the trial court's grant of plaintiff's motion for summary judgment and denial of defendant's motions to dismiss and to compel arbitration.

In 1982 Bardolph opened a securities account with plaintiff Smith Barney, Inc., (Smith Barney) with the objectives of preserving assets, producing income, and investing in securities that are conservative...

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