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U.S. v. BROWN

Nos. 97-4165, 97-4183.

164 F.3d 518 (1998)

UNITED STATES of America, Plaintiff-Appellant, v. Douglas E. BROWN, Defendant-Appellee.

United States Court of Appeals, Tenth Circuit.

December 29, 1998.

Attorney(s) appearing for the Case

Paul T. Moxley and Catherine L. Brabson, Moxley Jones & Campbell L.C., Salt Lake City, UT, for Defendant-Appellant.

Scott J. Thorley, Assistant United States Attorney (David J. Schwendiman, United States Attorney, with him on the brief), Salt Lake City, UT, for Plaintiff-Appellee.

Before PORFILIO, BALDOCK, and EBEL, Circuit Judges.

PORFILIO, Circuit Judge.

Defendant Douglas Brown pleaded guilty to securities fraud, being an unregistered broker-dealer, and wire fraud stemming from the sale of American securities to investors in Germany. He now appeals the denial of his motion to dismiss portions of the indictment for lack of subject matter jurisdiction. The government cross-appeals the district court's loss calculation under the Sentencing Guidelines.

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