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GRUNTAL & CO., L.L.C. v. MAHARAJ

No. 98 Civ. 6078.

13 F.Supp.2d 566 (1998)

GRUNTAL & CO., L.L.C., Plaintiff, v. Ramnarace MAHARAJ and Parbatie Maharaj, Defendants.

United States District Court, S.D. New York.

September 8, 1998.

Attorney(s) appearing for the Case

Lionel G. Hest, Fulbright & Jaworski, L.L.P., New York City, for Plaintiff.

Evan S. Zimmerman, Law Offices of Evan S. Zimmerman, P.C., New York City, for Defendants.

MEMORANDUM OPINION

RAKOFF, District Judge.

A district court's authority to interfere with an ongoing securities arbitration is severely limited, as this case illustrates.

On August 26, 1998, plaintiff Gruntal & Co., L.L.C. ("Gruntal") applied to the Court for a temporary restraining order staying a hearing scheduled for September 3, 1998 before an arbitration panel of the National Association of Securities Dealers, Inc. ("NASD") in a matter...

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