Petitioner Tradex is a small, closely held broker-dealer in securities and a member of the New York Stock Exchange. Petitioner Herbert Frumkes is a director and president of Tradex and, according to the petition, owner of 34.58% of Tradex's common stock. Respondent is the widow of Marvin S. Miller, Tradex's former treasurer, who, with Mr. Frumkes, founded Tradex in 1979 and owned an equal amount of shares, the balance being divided among minority investors.
The 1979...
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