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MID-STATE SECURITIES CORP. v. EDWARDS

309 N.J. Super. 73 (1998)

MID-STATE SECURITIES CORP., PLAINTIFF-RESPONDENT, v. WILLIAM B. EDWARDS, DEFENDANT-APPELLANT.

Superior Court of New Jersey, Appellate Division.

Decided March 3, 1998.

Attorney(s) appearing for the Case

Robert A. Vort, argued the cause for appellant.

Craig S. Hilliard, argued the cause for respondent (Stark & Stark, attorneys; Mr. Hilliard, on the brief).

Before Judges BAIME, BROCHIN and BRAITHWAITE.

The opinion of the court was delivered by BRAITHWAITE, J.A.D.

This is an appeal from a Chancery Division order enjoining arbitration of a claim by defendant against plaintiff that plaintiff's employee engaged in improper conduct with respect to defendant's securities brokerage account. The parties have agreed to arbitrate such claims pursuant to rules of the National Association of Stock Dealers (NASD). The rules of the NASD require arbitration claims to be submitted...

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