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LANG v. FRENCH

No. 97-31118.

154 F.3d 217 (1998)

Kenneth M. LANG, Plaintiff-Appellant, v. Charles E. FRENCH, Defendant-Appellee.

United States Court of Appeals, Fifth Circuit.

September 4, 1998.

Attorney(s) appearing for the Case

Brett John Prendergast, New Orleans, LA, for Plaintiff-Appellant.

Malcolm B. Robinson, Jr., Metairie, LA, for Defendant-Appellee.

Before WIENER, BARKSDALE and DeMOSS Circuit Judges.

WIENER, Circuit Judge:

Plaintiff-Appellant Kenneth M. Lang appeals the district court's grant of summary judgment in favor of Defendant-Appellee Charles E. French. Lang brought suit in district court seeking to enforce a restitution order issued by the National Association of Security Dealers ("NASD") and affirmed by order of the Securities Exchange Commission ("SEC"), disciplining French — Lang's former investment advisor — for violating the NASD's...

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