Opinion for the Court filed by Circuit Judge WILLIAMS.
Concurring opinion filed by Circuit Judge HENDERSON.
WILLIAMS, Circuit Judge:
Six years ago the Securities and Exchange Commission found that two accountants had engaged in "improper professional conduct" in violation of the Commission's Rule 2(e)(1)(ii), 17 C.F.R. § 201.102(e)(1)(ii). After review in this court we remanded the case to the Commission, holding that it had failed to adequately...
Let's get started
Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.
- Updated daily.
- Uncompromising quality.
- Complete, Accurate, Current.