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HALLIGAN v. PIPER JAFFRAY, INC.

Docket Nos. 97-7801, 97-7839.

148 F.3d 197 (1998)

Irene HALLIGAN, as Executrix of the Estate of Theodore H. Halligan, Petitioner-Appellant, v. PIPER JAFFRAY, INC., and Marvin Geisness, Respondents-Appellees.

United States Court of Appeals, Second Circuit.

Decided July 9, 1998.

Attorney(s) appearing for the Case

Kathleen O'Connell, New York, NY (Murphy & O'Connell, of Counsel), for Petitioner-Appellant.

Jill L. Rosenberg, New York, NY (Orrick, Herrington & Sutcliffe LLP, Robert C. Whitman, of Counsel), for Respondents-Appellees.

Fredda L. Plesser, Vice President & Associate General Counsel, Securities Industry Association, New York, NY, for Respondents-Appellees as Amicus Curiae.

C. Gregory Stewart, General Counsel, J. Ray Terry, Jr., Deputy General Counsel, Gwendolyn Young Reams, Associate General Counsel, Lorraine C. Davis, Assistant General Counsel, Robert J. Gregory, Attorney, Equal Employment Opportunity Commission, Washington, DC, as Amicus Curiae.

Before: FEINBERG and KEARSE, Circuit Judges, and PARKER, District Judge.

FEINBERG, Circuit Judge:

Irene Halligan (Mrs. Halligan), as executrix for the Estate of Theodore Halligan (Halligan), appeals from orders dated April 14, June 10 and June 16, 1997 of the United States District Court for the Southern District of New York, Kimba M. Wood, J. The orders of April 14 and June 10 respectively refused to vacate and then confirmed an arbitration award in favor of defendants Piper Jaffray, Inc. (Piper) and Marvin Geisness, Halligan's sales...

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