S.E.C. v. PRUDENTIAL SECURITIES INC.

Attorney(s) appearing for the Case

Graeme W. Bush, Washington, DC, argued the cause for appellants, with whom Albert G. Lauber, Carl S. Kravitz and Peter Van Lockwood were on the briefs.

Arthur F. Mathews, Washington, DC, argued the cause for appellee Prudential Securities Incorporated, with whom Stephen F. Black was on the brief.

Jacob H. Stillman, Associate General Counsel, Washington, DC, argued the cause for appellee Security & Exchange Commission, with whom Richard H. Walker, General Counsel, Susan S. McDonald, Senior Litigation Counsel, and Paul Gonson, Solicitor, were on the brief.

Before: EDWARDS, Chief Judge, WALD and ROGERS, Circuit Judges.