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IN RE ADLER, COLEMAN CLEARING CORP.

Bankruptcy No. 95-08203 (JLG), Adversary No. 97/8423A.

218 B.R. 13 (1998)

In re ADLER, COLEMAN CLEARING CORP., Debtor. Edwin B. MISHKIN, as SIPC Trustee for the Liquidation of the Business of Adler, Coleman Clearing Corp., Plaintiff, v. Daniel David ENSMINGER, et al., Defendants.

United States Bankruptcy Court, S.D. New York.

March 13, 1998.

Attorney(s) appearing for the Case

Cleary, Gottlieb, Steen & Hamilton, New York City, for Trustee.

Zeisler & Zeisler, P.C., Bridgeport, CT, for Claimants.

Kohrman Jackson & Krantz P.L.L., Cleveland, OH, for Claimant Norman Bennett.

Anthony Motta, New York City, for Claimant Dr. David Sulman.

S.W. Azriliant, P.C., New York City, for Claimants Georgios and Maria Kapsalis.

DECISION ON TRUSTEE'S CROSS-MOTION FOR SUMMARY JUDGMENT UPHOLDING DETERMINATIONS CONCERNING CLAIMS OF CUSTOMERS WHO DID NOT RECEIVE TRADE CONFIRMATIONS

JAMES L. GARRITY, Jr., Bankruptcy Judge.

Adler, Coleman Clearing Corp. ("Adler" or "debtor"), formerly a registered broker-dealer and clearing firm, is subject to this liquidation proceeding under the Securities Investor Protection Act ("SIPA"). Hanover Sterling & Company ("Hanover"...

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