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ZANDFORD v. NATIONAL ASS'N OF SECURITIES DEALERS

Civil Action No. 94-180(GK).

19 F.Supp.2d 1 (1998)

Charles ZANDFORD, Plaintiff, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., et al., Defendants.

United States District Court, District of Columbia.

March 17, 1998.

Attorney(s) appearing for the Case

Charles Zandford, Lewisburg, PA, pro se.

Francis Joseph Warin, Gibson, Dunn & Crutcher, L.L.P., Washington, DC, for Defendants.

MEMORANDUM OPINION

KESSLER, District Judge.

This matter is before the Court upon Defendants' Motion to Dismiss [# 28] pursuant to Fed.R.Civ.P. 12(b)(6), 12(b)(1), and 12(h)(3). The case arises from a 1991 and 1992 investigation by the National Association of Securities Dealers, Inc. ("NASD") of Plaintiff Charles Zandford and his former employer, a securities-brokerage firm, for theft and conversion of customer...

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