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ROUBIK v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

No. 82752.

692 N.E.2d 1167 (1998)

181 Ill.2d 373

230 Ill.Dec. 1

Marcia M. ROUBIK, Appellee, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., et al., Appellants.

Supreme Court of Illinois.

Rehearing Denied March 30, 1998.

Attorney(s) appearing for the Case

Peter A. Cantwell, Cantwell & Cantwell, Chicago, for Merrill Lynch.

Paul D. Carrier, Fishman & Marrick, Chicago, for Marcia M. Roubik.

Justice BILANDIC delivered the opinion of the court:

This appeal arises from a petition filed in the circuit court of Cook County by the claimant, Marcia Roubik, to confirm in part and vacate in part an arbitration award entered by a panel of the National Association of Securities Dealers (NASD) on February 5, 1993. The arbitration panel ordered the respondents, Merrill Lynch, Pierce, Fenner & Smith, Inc. (Merrill Lynch), Larry H. Lovitsch and Thomas R. Valaika...

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