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U.S. v. BRADSTREET

Nos. 97-1164, 97-1204.

135 F.3d 46 (1998)

UNITED STATES, Appellee, v. Bernard F. BRADSTREET, Defendant, Appellant. UNITED STATES, Appellant, v. Bernard F. BRADSTREET Defendant, Appellee.

United States Court of Appeals, First Circuit.

Decided January 29, 1998.

Attorney(s) appearing for the Case

William J. Kopeny, with whom John W. Powell and Kopeny & Powell, P.C., Irvine, CA, were on brief, for appellant/cross-appellee.

John J. Falvey, Jr. and Jonathan L. Kotlier, Assistant United States Attorneys, with whom Mark W. Pearlstein, Acting United States Attorney, Boston, MA, was on brief, for appellee/cross-appellant.

Before TORRUELLA, Chief Judge, STAHL, Circuit Judge, and LYNCH, Circuit Judge.

STAHL, Circuit Judge.

Bernard F. Bradstreet is the former President and Chief Financial Officer of Kurzweil Applied Intelligence, Inc., a Massachusetts company that develops and sells voice recognition software. Following a twenty-day trial, a jury convicted Bradstreet of conspiring to commit securities fraud, see 18 U.S.C. § 371; securities fraud, see 15 U.S.C. §§ 78j(b), 78ff(a), and 17 C.F.R. § 240.10b-5 ("Rule 10b-5"); and knowingly...

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