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BAFFA v. DONALDSON, LUFKIN & JENRETTE SECURITIES CORP.

No. 96 Civ. 0583(CBM).

999 F.Supp. 725 (1998)

Robert BAFFA, Individually and On Behalf of All Others Similarly Situated, Plaintiff, v. DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, EOS Partners, L.P., General Electric Capital Corporation, A. Andrew Levison, Steven M. Friedman, Douglas R. Korn, Jules A. Borshadel, and John K. Henry, Defendants.

United States District Court, S.D. New York.

April 6, 1998.

Attorney(s) appearing for the Case

Mark W. Gaffney, Rabin & Garland, Kenneth A. Elan, Jacqueline Sailer, Rabin & Peckel, LLP, New York City, for Plaintiff.

Howard A. Ellins, Davis Polk & Wardwell, Thomas J. Hall, Chadbourne & Parke, Dennis J. Block, Weil, Gotshal & Manges, New York City, for Defendants.

MEMORANDUM OPINION

MOTLEY, District Judge.

I. BACKGROUND

Plaintiff, Robert Baffa ("Baffa"), commenced this action on January 26, 1996 against defendants, Donaldson, Lufkin & Jenrette Securities Corporation ("DLJ"), EOS Partners, L.P. ("EOS"), General Electric Capital Corporation ("GE Capital"), A. Andrew Levison ("Levison"), Steven M. Friedman ("Friedman"), Douglas R. Korn ("Korn"), Jules A. Borshadel ("Borshadel"), and John K. Henry...

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