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HASCO, INC. v. ROCHE

No. 1-97-0837.

700 N.E.2d 768 (1998)

299 Ill. App.3d 118

233 Ill.Dec. 240

HASCO, INC., a West Virginia Corporation, and Harold A. Sneddon, Plaintiffs-Appellees, v. Michael B. ROCHE, L. Andrew Brehm, and Schuyler, Roche and Zwirner, Defendants-Appellants (Arauca Trading Limited Partnership, an Illinois Limited Partnership; Arauca General, Inc., an Illinois Corporation; Stephen G. Macklem; Henry Gosiene; Brent Harrison; New Allegheny, Inc.; First Options of Chicago, Inc.; and National Association of Securities Dealers, Inc., Defendants).

Appellate Court of Illinois, First District, Fifth Division.

September 11, 1998.

Attorney(s) appearing for the Case

Michael B. Roche, L. Andrew Brehm, Michael F. Braun of Schuyler, Roche & Zwirner, Chicago, for Defendants-Appellants.

Fred R. McMorris, David J. Bressler, John A. Lipinsky of Rooks, Pitts and Poust, Lisle, for Plaintiffs-Appellees.

Justice THEIS delivered the opinion of the court:

Appellants, Michael B. Roche, L. Andrew Brehm and Schuyler, Roche & Zwirner (SRZ) (collectively the Schuyler parties), appeal from the circuit court's permanent injunction order disqualifying SRZ from representing certain clients in an arbitration proceeding before the National Association of Securities Dealers, Inc. (NASD). The clients, Arauca Trading Limited Partnership (ATLP), Arauca General, Inc. (AGI), Stephen...

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