MAHER v. DURANGO METALS, INC.

No. 97-1025.

144 F.3d 1302 (1998)

William J. MAHER, Plaintiff-Appellant, v. DURANGO METALS, INC., a Nevada corporation; Thames E. Hartley; J. Wayne Tatman, Defendants, and Colina Oro Molino, Inc., also known as COM, Inc., a Washington corporation; Gwen Fraser, Defendants-Appellees.

United States Court of Appeals, Tenth Circuit.

May 19, 1998.


Attorney(s) appearing for the Case

Florian Frederick Chess, Friedlob, Sanderson, Raskin, Paulson & Tourtillott, LLC, Denver, Colorado, (Michael J. Norton and Herrick K. Lidstone, Jr. with him on the brief), for Plaintiff-Appellant.

Lindsay Taylor Thompson, Junker & Thompson, P.C., Seattle, Washington, (Edward E. Wolfe with him on the brief), for Defendants-Appellees.

Before MURPHY, LOGAN, and HENRY Circuit Judges.


MURPHY, Circuit Judge.

Plaintiff William J. Maher appeals the district court's dismissal of his federal securities claims against Defendants Colina Oro Molino, Inc. ("COM") and Gwen Fraser. Maher argues that COM and Fraser are liable as "control persons" under § 15 of the Securities Act of 1933 ("1933 Act") and § 20(a) of the Securities Exchange Act of 1934 ("1934 Act") for various violations of the securities laws allegedly committed by Defendant Durango...

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